---
title: "A four-element obstruction to birational and piecewise-linear rowmotion periodicity"
date: 2026-08-30
version: "0.1.0-candidate"
doi: 10.5281/zenodo.22178666
pdf: https://github.com/ipitchford/four-element-rowmotion-candidate/releases/download/v0.1.0-candidate/four-element-rowmotion-paper.pdf
repository: https://github.com/ipitchford/four-element-rowmotion-candidate
archive: https://zenodo.org/records/22178666
license: CC0-1.0
status: unrefereed (internally replayed; not peer reviewed, not independently reproduced, not formally verified)
---

# A four-element obstruction to birational and piecewise-linear rowmotion periodicity

## Summary

Rowmotion repeatedly updates labels on a partially ordered set. Many important
families are periodic: after finitely many updates, every generic labelling
returns to where it began. This anonymous, unrefereed candidate gives a
smallest possible obstruction for two standard lifted forms of rowmotion.

The poset has four elements:

```text
        r
       / \
      a   b
          |
          c
```

Both birational rowmotion and order-polytope piecewise-linear rowmotion have
infinite order on this poset. Exact exhaustive enumeration proves that no
finite poset with three or fewer elements can have either behaviour.

## Summary for specialists

Let $P=\{r,a,b,c\}$ have covers $a<r$, $b<r$ and $c<b$. With birational
boundary labels fixed to one and toggles applied from top to bottom,

$$
R(r,a,b,c)=\left(\frac{a+b}{r},\frac{a+b}{ra},
\frac{c(a+b)}{rb},\frac{a+b}{rb}\right).
$$

If $t>1$ is the positive root of $t^9-t-1$, then

$$
x_t=(t^6,t^3,t^4,t^2)
$$

is fixed. Writing $p=1/(1+t)$, the logarithmic derivative has characteristic
polynomial

$$
\lambda^4+2\lambda^3+(2+p)\lambda^2+2\lambda+1.
$$

Finite order would put $p$ in a totally real cyclotomic subfield. But
$\mathbb Q(p)=\mathbb Q(t)$, while $t^9-t-1$ is irreducible and has one real
root and eight nonreal roots. This contradiction proves infinite birational
order.

For piecewise-linear rowmotion, the rational interior fixed point

$$
y_*=\left(\frac34,\frac38,\frac12,\frac14\right)
$$

lies in a strict linearity chamber. The local derivative there has a
nontrivial Jordan block at eigenvalue $-1$. A finite-order map cannot have
such a derivative at a fixed point.

## Technical account: two local obstructions

The birational proof does not try to follow a generic orbit. It uses a fixed
point to turn a global periodicity claim into a local linear-algebra test. If
$R^N$ were the identity rational map, differentiating at the positive fixed
point would give $J^N=I$. Every eigenvalue would be an $N$th root of unity,
so every real coefficient of the characteristic polynomial would lie in a
totally real cyclotomic field. The exact field signature rules this out.

The piecewise-linear argument follows the same compression principle in a
different category. At an interior point where the relevant maxima and
minima are strict, the map is genuinely linear nearby. A nontrivial Jordan
block survives every even power, so no iterate can be the identity on that
neighbourhood.

These are separate proofs. The piecewise-linear claim is not inferred from
the birational obstruction.

## Why four elements are necessary

Minimality is global over finite posets, not merely over rooted trees or
fences. The verifier enumerates every labelled strict partial order through
size three and then quotients by relabelling:

| Size | Labelled strict orders | Isomorphism classes | Exact birational periods |
|---:|---:|---:|---|
| 0 | 1 | 1 | $1$ |
| 1 | 1 | 1 | $2$ |
| 2 | 3 | 2 | $2,3$ |
| 3 | 19 | 5 | $2,4,6,6,6$ |

All nine isomorphism classes therefore have finite birational order.
Because these identities are subtraction-free, the standard tropicalisation
principle transfers them to the corresponding piecewise-linear maps. Hence
no poset on at most three elements is an obstruction for either lift.

## Evidence, assurance and limitations

The immutable package contains the five-page DOI-bearing paper, aligned
Markdown and proof certificate, exact Python replay, language-separated
JavaScript corroboration, the exhaustive small-poset classification, five
semantic mutations, source and convention correspondence, citation and
bounded novelty audits, the supplied review and response, licences,
environment declaration, checksum ledger and complete manifest.

Public Linux CI verifies the shipped bytes, reruns Python normally and under
optimization, rejects all five corrupted certificates, runs the JavaScript
checks, rebuilds the PDF and inspects its structure. GitHub and Zenodo expose
the same five release assets, and unauthenticated downloads matched the local
files byte for byte.

These checks establish availability, integrity and producer replay. They do
not establish unaffiliated rerun or reimplementation, proof-assistant
formalization, authenticated external specialist review, editorial peer
review, historical priority or research impact.

## Relationship to earlier work

The four-element Hasse shape is not claimed as new. Grinberg and Roby draw the
same non-skeletal rooted tree, up to order duality, in their Example 70. Their
nearby theorem proves finite order for skeletal posets and does not determine
the order of this non-skeletal example.

The 2015 AIM problem list asks broadly for the study of birational rowmotion
on Proctor's d-complete posets. Dangwal and coauthors later reported
experimental evidence for nonperiodicity on non-graded rooted trees without a
proof. Up to reversal or duality, the present poset is the asymmetric
two-segment fence $\breve F(2,3)$; Mertin and Poznanović provide the closest
family-level context but not the two fixed-point obstructions or global
four-element minimality proved here.

The bounded search found no exact theorem collision. That is not proof of
historical novelty, so the release makes no first or priority claim.

## Who should care, and why

| Audience | Potential use | Required caution |
|---|---|---|
| Algebraic combinatorialists | A sharp local obstruction on the smallest possible poset | Do not read it as a classification of d-complete posets |
| Dynamical-systems researchers | A fixed-point derivative route from periodicity to field signature or Jordan form | The arguments depend on the stated toggle and boundary conventions |
| Computational reviewers | A nine-class exact minimality fixture with hostile mutations | Reimplement independently rather than importing producer code |
| Formalizers | Two compact local arguments plus a finite exhaustive base case | The rational-map domain and tropical transfer still need formalization |
| Interested readers | A concrete example where a four-point order already supports nonperiodic lifted dynamics | Candidate publication is not field consensus |

## Why the problem matters

Rowmotion links posets, dynamical algebraic combinatorics and representation-
theoretic structure. Periodicity theorems are often signatures of hidden
regularity. A size-minimal obstruction identifies exactly how little
non-graded structure is needed for that regularity to fail, while the two
different derivative arguments give reusable tests for other families.

## How to inspect or reproduce the checks

Use tag `v0.1.0-candidate` or the version DOI, not moving `main`:

```sh
python3 verify_theorem.py
python3 -O verify_theorem.py
node verify_theorem.mjs
python3 test_mutations.py
```

For the complete manifest and document gates:

```sh
bash run_all.sh
```

Expected markers include `PASS_EXHAUSTIVE_SMALL_POSET_MINIMALITY`,
`LANGUAGE_SEPARATED_ALL_CHECKS_PASS`, `MUTATIONS_PASS 5/5` and
`PACKAGE_PASS`. Successful execution confirms the encoded identities and
finite enumeration. It does not establish novelty, independence or peer
review.

## The most valuable next projects

1. Classify finite- and infinite-order birational rowmotion on non-graded
   rooted trees or more general d-complete posets.
2. Determine the periodicity boundary for asymmetric two-segment fences.
3. Reconstruct both local obstructions in a materially separate stack.
4. Formalize the field, Jordan and minimality arguments in a proof assistant.
5. Obtain an authenticated specialist review and wider priority audit.

## What is in the evidence package

The all-files ZIP includes the DOI-bearing PDF and source, aligned Markdown,
proof and theorem certificates, exact verifiers, exhaustive minimality output,
tests and mutations, source/citation/novelty records, the supplied review and
response, licences, runtime declaration, release notes, receipts, checksums
and complete manifest. The version DOI is the citation target; any correction
should be a versioned successor rather than a silent edit.




## Open directions for follow-up research

- Classify finite-order and infinite-order birational rowmotion on non-graded rooted trees or on d-complete posets more broadly.
- Determine which asymmetric two-segment fences have finite-order birational or piecewise-linear rowmotion.
- Independently reconstruct both fixed-point derivative obstructions in a materially separate stack.
- Formalize the birational field argument, piecewise-linear Jordan obstruction and exhaustive size-three minimality in a proof assistant.
- Obtain an authenticated specialist review and a broader historical-priority assessment.

## Research process, metrics and reusable methods

This is prospective process metadata under the Evidence Press operating model and research-metrics policy. It records the intended handoff, measured scope and claim boundary; it is not evidence that the method accelerated this work.

- Work ID: ep-work:four-element-rowmotion-periodicity
- Attempt and metric receipts: ep-attempt:four-element-rowmotion-periodicity-assurance-publication: published / positive; scope publication-only; target Publish the already-reviewed theorem candidate through a reader-first Evidence Press page with provenance-bound media, append-only operating records, composite A/B and C/D seals, zero-cost guarded deployment and exact canonical readback without raising its assurance or novelty ceiling.; active forecast 90 minutes (60-150); Fermi components Reader-first page, operating records and source-bound metadata: 1 x 15/25/40 minutes low/central/high (One five-page theorem candidate with established site schemas, explicit source ancestry and a multidimensional assurance ceiling.); Deterministic art, provenance-bound TTS audio, Open Graph image and thumbnail: 1 x 10/15/25 minutes low/central/high (One release using existing media generators and the mandatory OpenAI fable TTS path.); Composite content and ledger seals, public CI and merge: 1 x 15/25/40 minutes low/central/high (One isolated feature branch using the established content-then-ledger A/B pattern and current three-version Node matrix.); Zero-cost guarded deployment, canonical readback and C/D closeout: 1 x 20/25/45 minutes low/central/high (One new canonical URL requiring unavoidable public readback, publication-ledger append, second composite seal and final convergence check.); positive-signal/closure probabilities 0.98/0.9 within 150 active minutes; observed active-agent/human/compute/wait/blocked/rework minutes 30/unknown/3/3/0/8; cycles positive/negative/inconclusive 0/0/0; falsification gates 0; architectures tested/rejected 0/0; result target-closed; target reached true; forecast error -60 minutes; ratio 0.333; inside interval false; positive-signal/target-closure Brier scores 0.0004/0.01; missing telemetry activeHumanMinutes: No instrument captured human direction or review time at the prospective publication-only boundary.; deduplicatedModelTokens: The runtime did not expose a fork-aware task-local model-token counter for this publication-only attempt.; uncachedInputTokens: The runtime does not expose an uncached-input token counter.. Work ledger: https://evidencepress.org/api/work-ledger.json. Metrics policy: https://evidencepress.org/api/research-metrics-policy.json
- Intended aims: science
- Artifact roles: research-output, evidence-assessment, method-demonstration, communication
- Decision object: obstruction — Two exact local derivative obstructions proving infinite order for the birational and piecewise-linear lifts on one four-element poset, together with exhaustive global size-minimality. Scope: The poset with covers a<r, b<r and c<b; standard birational rowmotion with boundary labels one and order-polytope piecewise-linear rowmotion with boundary labels zero and one; not a classification of d-complete posets or fences, an originality finding, or external validation.
- Reusable methods: Certificate-first, proof-carrying research (certificate-first); Structural compression (structural-compression); Adversarial scientific controls (adversarial-controls); Assurance as a vector (assurance-vector); Agent-readable research objects (agent-readable-research-object). Registry: https://evidencepress.org/api/method-registry.json
- Targeted clocks: assurance, publication, translation
- Semantic bridge: explicit — The manuscript states the toggle conventions and fixed points; the exact verifier recomputes the defining polynomial, derivatives, field tests, Jordan certificate and every size-three poset period in labelled and isomorphism-class form. Remaining risks: Producer-written encodings may share a mistaken convention despite mutation controls.; The bounded literature search cannot establish historical priority.; The supplied reviewer's identity, specialist credentials and unaffiliated status were not authenticated..
- Human judgement gates: Keep the result limited to the two stated lifted maps and boundary conventions.; Treat the four-element Hasse shape as prior art up to duality.; Inspect the written fixed-point and field arguments rather than treating executable replay as a proof oracle.; Keep producer corroboration, supplied review, independent reconstruction, formal verification and peer review distinct.; Keep mathematical size-minimality separate from historical novelty or priority.
- Next assurance action: Obtain an authenticated unaffiliated reconstruction and rowmotion-specialist assessment, then formalize the two local obstructions and size-three minimality.
- Claim ceiling: An anonymous unrefereed theorem candidate proving infinite order for two named rowmotion lifts on one four-element poset and exact global size-minimality, with public immutable assets and producer-side replay; not a d-complete or fence classification, historical-priority finding, unaffiliated validation, formal verification, external specialist review or editorial peer review.
- Aim-scoped impact evidence:
  - science: NO_IMPACT_EVIDENCE — Faster or more reliable resolution and assurance of algebraic-combinatorics open problems in AI-assisted exact proof reconstruction, exhaustive finite minimality, source audit, review repair and guarded candidate publication; design none; comparator No matched conventional workflow was registered.; estimand No effect on discovery time, human effort, compute, correction rate, proof quality, assurance time, uptake, citation or field outcomes was estimated.; no real-world effect evidence asserted
- Parent handoffs: depends-on-claim https://www.combinatorics.org/ojs/index.php/eljc/article/view/v23i1p33; inherited claim: Grinberg and Roby define the relevant birational framework, preserve rowmotion order under duality, prove finite order for skeletal posets and display the same four-element non-skeletal tree up to duality.; inherited ceiling: That source fixes framework and object ancestry but does not supply this candidate's infinite-order proofs, global minimality or assurance.



## Verification status

Anonymous, unrefereed algebraic-combinatorics theorem candidate at PASS_WITH_NOTES after minor-revision repair. The supplied review independently recalculated the central theorem as correct, but reviewer identity and unaffiliated status were not authenticated. The four-element Hasse shape is prior art up to duality; no exact theorem collision was found in the bounded search, and no first or priority claim is made.

## References

1. Propp, J., Roby, T., Striker, J., & Williams, N. (2015). Problems for the 2015 AIM Workshop on Dynamical Algebraic Combinatorics, Problem 4.3. <https://aimath.org/pastworkshops/dac_preworkshop.pdf>
2. Grinberg, D., & Roby, T. (2016). Iterative properties of birational rowmotion I: Generalities and skeletal posets. Electronic Journal of Combinatorics 23(1), P1.33. <https://www.combinatorics.org/ojs/index.php/eljc/article/view/v23i1p33>
3. Einstein, D., & Propp, J. (2014). Piecewise-linear and birational toggling. DMTCS Proceedings, AT, 513–524. <https://dmtcs.episciences.org/2419>
4. Dangwal, P., Kimble, J., Liang, J., Lou, J., Sagan, B. E., & Stewart, Z. (2023). Rowmotion on rooted trees. Séminaire Lotharingien de Combinatoire 88, B88a. <https://arxiv.org/abs/2208.12155>
5. Proctor, R. A., & Scoppetta, L. M. (2019). d-Complete posets: Local structural axioms, properties, and equivalent definitions. Order 36, 399–422. <https://doi.org/10.1007/s11083-018-9473-4>
6. Mertin, A., & Poznanović, S. (2024). Toggleability spaces of fences. Electronic Journal of Combinatorics 31(4), P4.46. <https://www.combinatorics.org/ojs/index.php/eljc/article/view/v31i4p46>
